検証済みのCKYCA問題集と解答で合格保証で試験問題集テストエンジン [2024]
CKYCA問題集と72独特な問題
ACAMS CKYCA（認定反マネーロンダリング協会）試験は、反マネーロンダリング（AML）およびテロ資金供与防止（CTF）の専門家になりたい個人のための認定試験です。この試験は、AMLとCTFのプロフェッショナルの知識、スキル、能力、および規制とコンプライアンスの状況に対する理解をテストするよう設計されています。ACAMS CKYCA試験は、AMLとCTFの主要な資格認定として、世界的に認められており、銀行、金融サービス、および法律業界の雇用主から高く評価されています。
質問 # 30
What is the Primary European Union Money Laundering regulation?
- A. 4th Anti-Money Laundering Act.
- B. 5th Anti-Money Laundering Act.
- C. 3rd Anti-Money Laundering Directive
- D. 5th Anti-Money Laundering Directive.
- E. 2nd Anti-Money Laundering Directive.
正解：D
質問 # 31
The overall control environment is the set of _________
- A. standards, processes, and structures that provide the basis for carrying out external control across the organization.
- B. risk standards, processes, and structures that provide the basis for carrying out internal control across the organization.
- C. standards, processes, and structures that provide the basis for carrying out internal control across the organization.
正解：C
質問 # 32
Why can Trusts pose a higher risk from a financial crime perspective?
- A. There is no major risk from a financial crime perspective? they are legitimate business instrument and that's why they are legal all around the world including in the United States, and Europe.
- B. They are in a physical paper form and ownership is controlled by the person who possesses the physical paper in hand.
- C. The trustee can use a trust in order to commit financial crime.
- D. They can be used to mask the true owner and actual business purpose.
正解：D
質問 # 33
The European Union developed its 5th Money Laundering Directive based in part on the following? (SELECT 3)
- A. The exit of Britain from the European Regulatory System.
- B. Money Laundering and Financial Crime were deemed by the European Parliament and local committees as to be out of control in countries such as Andorra, Lichtenstein, and Tunisia.
- C. The adoption of cryptocurrencies and other digital channels for money laundering, which are currently unregulated sectors.
- D. A significant change in terrorist attacks in Europe over the previous five years.
- E. The Panama Papers leaks, which identified the extent to which offshore accounts are used to disguise beneficial ownership.
正解：C、D、E
質問 # 34
For the second prong, the control prong, an organization must collect the identity of one person who exercises control over the company.
Which below are deemed acceptable? (SELECT 3)
- A. Chief Compliance Officer.
- B. Managing Director.
- C. Chief AML Officer.
- D. Chief Operating Officer.
- E. Chief Executive Officer.
正解：B、D、E
質問 # 35
What is the Primary Money Laundering Regulation in the United Kingdom?
- A. Proceeds of Crime Act
- B. Proceeds of Terrorism Act
- C. UK AML Sanctions Regime
- D. The Money Laundering and Terrorist Financing (Amendment) Regulation 2019
正解：D
質問 # 36
For secondary forms of non-documentary verification. Is the act of someone from the institution ringing up the individual and confirming the verification sufficient?
- A. No.
- B. Yes.
- C. Depends on the client.
正解：B
質問 # 37
Although you might find all the information you gathered throughout your research to be interesting, should include only relevant information in your final report?
- A. Depends on the discretion of the analyst.
- B. Yes.
- C. No
正解：B
質問 # 38
The Source of Funds and the Source of Wealth must be? (SELECT 2)
- A. Explained.
- B. Consistant.
- C. Provided
- D. Verified.
正解：A、D
質問 # 39
What is the overall purpose of KYC?
- A. To manage the risk posed by financial services industry.
- B. To manage the risk posed by Money Laundering.
- C. To manage the risk posed by Terrorist Financing
- D. To manage the risk posed by customers.
正解：D
質問 # 40
CDD encompasses the entire lifecycle of due diligence?
- A. CIP, SDD, EDD.
- B. CIP, CDD, EDD.
- C. CIP, EDD, SDD.
- D. CDD, EDD, SDD.
正解：A
質問 # 41
What of the following countries are considered Tax Havens? (SELECT 2)
- A. Barbados.
- B. United States Virgin Islands.
- C. British Virgin Islands.
- D. Cayman Islands.
正解：C、D
質問 # 42
Shell companies can only be established as single purpose entities?
- A. Yes.
- B. No.
正解：B
質問 # 43
The ownership of a legal person is often described as having two prongs. The first one is the beneficial owner, this is the natural or legal person who owns the entity and who benefits from its activities. The second one is called?
- A. Control Party Prong.
- B. KYC Prong.
- C. Controlling Prong.
- D. Control Prong.
正解：D
質問 # 44
Jurisdictions with high risk usually have (SELECT 4)
- A. Poor anti-money laundering regulations.
- B. High levels of corruption
- C. Host shell and shelf companies.
- D. Inadequate regulatory and judicial frameworks to prevent terror financing
- E. Poverty
正解：A、B、C、D
質問 # 45
What is the Primary legislation for Money Laundering in the United States?
- A. Anti-Drug Abuse Act of 1988
- B. Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (USA PATRIOT Act)
- C. Bank Secrecy Act (1970)
- D. Money Laundering and Financial Crimes Strategy Act (1998)
- E. Money Laundering Control Act of 1986
正解：C
質問 # 46
What is the Second Line of Defense? (SLOD)
- A. The ________ line of defense is internal audit. They perform an independent review of the controls applied by the lines of defense.
- B. The _______ line of defense is the compliance and internal control functions. That includes the chief money laundering reporting officer, or MLRO, in charge of managing and monitoring AML and CFT activities.
- C. The _______ line of defense is also known as the front line, these customer-facing employees are best-equipped to get the information you need for your customer due diligence. Can include Operations, risk, and control teams.
正解：B
質問 # 47
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