PECB ISO-IEC-27001-Lead-Auditor試験情報と無料練習テスト問題で合格せよ
2024年最新のの問題ISO-IEC-27001-Lead-Auditor問題集で更新されたPECB試験問題集を試そう
ISO / IEC 27001規格は、情報セキュリティ管理システム（ISMS）の要件を概説しています。 PECB ISO-IEC-27001-Lead-Auditor認定試験は、ISO / IEC 27001規格に基づくISMSの実装と監査のプロフェッショナルの知識とスキルを評価します。この認定は、情報セキュリティ、リスク管理、コンプライアンス、または監査に従事しているプロフェッショナル、およびこれらの分野でキャリアを進めたい人に適しています。PECB ISO-IEC-27001-Lead-Auditor認定試験は世界的に認知されており、プロフェッショナルが情報セキュリティ管理と監査の能力を示すのに役立ちます。
認証試験では、情報セキュリティ管理の原則、概念、基準、ベストプラクティスなど、ISMに関連する幅広いトピックをカバーしています。この試験では、候補者が監査を実施し、監査結果を分析し、ISMの有効性を改善するための是正措置を推奨する能力を評価します。認定プログラムは、情報セキュリティのリスクを特定および管理し、サイバーの脅威から保護し、法的および規制要件の遵守を確保するために必要な知識とスキルを専門家に提供するように設計されています。 PECB ISO-IEC-27001-Lead-Auditor認定は、情報セキュリティ管理の分野でのキャリアの見通しを強化しようとする専門家にとって貴重な資格です。
質問 # 96
In the context of a management system audit, please identify the sequence of a typical process of collecting and verifying information. The first one has been done for you.
正解：
解説：
Explanation:
A screenshot of a computer Description automatically generated
* Identifying the source of information (already given)
* Gathering audit evidence: This involves collecting information from various sources such as documents, records, interviews, and observations.
* Sampling the available data: Due to the vast amount of information available, auditors typically use sampling techniques to select representative data for closer scrutiny.
* Verifying objective evidence: This involves checking the accuracy, completeness, and reliability of the collected evidence.
* Evaluating evidence against the audit criteria: Auditors compare the collected evidence to the established criteria (e.g., standards, policies, procedures) to assess compliance and effectiveness.
* Recording audit findings: This involves documenting the results of the evaluation, including observations, conclusions, and recommendations.
* Making audit conclusions: Based on the recorded findings, auditors formulate overall conclusions about the status of the management system.
Therefore, the correct sequence is:
1. Identifying the source of information 2. Gathering audit evidence 3. Sampling the available data 4.
Verifying objective evidence 5. Evaluating evidence against the audit criteria 6. Recording audit findings 7.
Making audit conclusions
質問 # 97
You are performing an ISMS audit at a residential nursing home that provides healthcare services. The next step in your audit plan is to verify the information security incident management process. The IT Security Manager presents the information security incident management procedure (Document reference ID: ISMS_L2_16, version 4) and explains that the process is based on ISO/IEC 27035-1:2016.
You review the document and notice a statement "any information security weakness, event, and incident should be reported to the Point of Contact (PoC) within 1 hour after identification". When interviewing staff, you found that there were differences in the understanding of the meaning of "weakness, event, and incident".
The IT Security Manager explained that an online "information security handling" training seminar was conducted 6 months ago. All of the interviewed persons participated in and passed the reporting exercise and course assessment.
You are preparing the audit findings. Select two options that are correct.
- A. There is a nonconformity (NC). The terminology of the the incident management reporting process is unclear as evidenced by staff misunderstanding of the meaning of "weakness, event and incident". This is not conforming with clause 9.1 and control A.5.24.
- B. There is a nonconformity (NC). The information security incident training has failed. This is not conforming with clause 7.2 and control A.6.3.
- C. There is an opportunity for improvement (OFI). The information security weaknesses, events, and incidents are reported. This is relevant to clause 9.1 and control A.5.24.
- D. There is an opportunity for improvement (OFI). The information security incident training effectiveness can be improved. This is relevant to clause 7.2 and control A.6.3.
- E. There is no nonconformance. The information security weaknesses, events, and incidents are reported. This conforms with clause 9.1 and control A.5.24.
- F. There is no nonconformance. The information security handling training has been effective. This conforms with clause 7.2 and control A.6.3.
正解：A、D
解説：
According to ISO/IEC 27001:2022 clause 7.2, the organization must ensure that the persons doing work under its control are aware of the information security policy, their contribution to the effectiveness of the ISMS, the implications of not conforming to the ISMS requirements, and the benefits of improved information security performance. The organization must also provide information security awareness education and training to its personnel and relevant interested parties. According to control A.6.3, the organization must ensure that all employees and contractors are made aware of the information security incident management procedures and their expected roles and responsibilities. Therefore, an opportunity for improvement (OFI) can be identified if the information security incident training effectiveness can be improved, as evidenced by the differences in the understanding of the meaning of "weakness, event, and incident" among the staff.
According to ISO/IEC 27001:2022 clause 9.1, the organization must monitor, measure, analyze and evaluate the information security performance and the effectiveness of the ISMS. The organization must also retain appropriate documented information as evidence of the monitoring and measurement results. According to control A.5.24, the organization must establish and maintain an information security incident management process that includes the following activities:
*reporting information security events and weaknesses;
*assessing and deciding on information security events;
*responding to information security incidents;
*learning from information security incidents;
*collecting evidence and disclosing information.
Therefore, a nonconformity (NC) can be identified if the terminology of the incident management reporting process is unclear, as evidenced by the staff misunderstanding of the meaning of "weakness, event, and incident". This could lead to inconsistent or inaccurate reporting, assessment, response, learning, and disclosure of information security incidents, which could affect the information security performance and the effectiveness of the ISMS.
References:
*ISO/IEC 27001:2022, clauses 7.2, 9.1, and Annex A controls A.5.24 and A.6.3
*[PECB Candidate Handbook ISO/IEC 27001 Lead Auditor], pages 15-16, 18-19, 22-23
*ISO/IEC 27035-1:2016, clauses 4, 5, 6, 7, and 8
*ISO 27001 - Annex A.16: Information Security Incident Management
*ISO 27001:2022 Annex A Control 5.24 - What's New?
質問 # 98
Which one of the following options best describes the purpose of a Stage 2 audit?
- A. To get to know the organisation's processes
- B. To evaluate the implementation of the management system
- C. To ensure that the audit plan is carried out
- D. To check for legal compliance by the organisation
正解：B
解説：
The purpose of a Stage 2 audit is to evaluate the implementation of the management system, in this case, the ISMS, according to the requirements of ISO/IEC 27001:2022 and the organisation's own policies and procedures. The Stage 2 audit involves collecting evidence of the effectiveness and performance of the ISMS, as well as verifying the conformity and suitability of the organisation's controls. The Stage 2 audit also assesses the organisation's ability to achieve its information security objectives and to manage information security risks. References: = ISO/IEC 27006:2022, clause 9.2.2.2; PECB Candidate Handbook ISO 27001 Lead Auditor, page 28.
質問 # 99
What is the purpose of an Information Security policy?
- A. An information security policy makes the security plan concrete by providing the necessary details
- B. An information security policy documents the analysis of risks and the search for countermeasures
- C. An information security policy provides direction and support to the management regarding information security
- D. An information security policy provides insight into threats and the possible consequences
正解：C
質問 # 100
You are an ISMS auditor conducting a third-party surveillance audit of a telecom's provider. You are in the equipment staging room where network switches are pre-programmed before being despatched to clients. You note that recently there has been a significant increase in the number of switches failing their initial configuration test and being returned for reprogramming.
You ask the Chief Tester why and she says, 'It's a result of the recent ISMS upgrade'. Before the upgrade each technician had their own hard copy work instructions. Now, the eight members of my team have to share two laptops to access the clients' configuration instructions online. These delays put pressure on the technicians, resulting in more mistakes being made'.
Based solely on the information above, which clause of ISO/IEC 27001:2022 would be the most appropriate to raise a nonconformity against? Select one.
- A. Clause 7.2 - Competence
- B. Clause 10.2 - Nonconformity and corrective action
- C. Clause 8.1 - Operational planning and control
- D. Clause 7.5 - Documented information
正解：C
質問 # 101
As the ISMS audit team leader, you are conducting a second-party audit of an international logistics company on behalf of an online retailer. During the audit, one of your team members reports a nonconformity relating to control 5.18 (Access rights) of Appendix A of ISO/IEC 27001:2022. She found evidence that removing the server access protocols of 20 people who left in the last 3 months took up to 1 week whereas the policy required removing access within 24 hours of their departure.
Complete the sentence with the best word(s), dick on the blank section you want to complete so that it is highlighted in red, and then click on the applicable text from the options below. Alternatively, you may drag and drop the option to the appropriate blank section.
正解：
解説：
質問 # 102
What is an example of a human threat?
- A. a lightning strike
- B. thunderstrom
- C. phishing
- D. fire
正解：C
解説：
A human threat is a threat that originates from a person or a group of people who intentionally or unintentionally cause harm to an organization's information assets. Examples of human threats include hackers, insiders, terrorists, criminals, competitors, or disgruntled employees. A human threat can exploit technical, physical, or organizational vulnerabilities to compromise the confidentiality, integrity, or availability of information. Phishing is an example of a human threat that uses social engineering techniques to trick users into revealing sensitive information, such as passwords, credit card numbers, or bank account details. Phishing attacks often involve sending fraudulent emails or messages that appear to be from legitimate sources, such as banks, government agencies, or trusted contacts. The messages may contain links to malicious websites or attachments that contain malware. Therefore, the correct answer is C. Reference: ISO/IEC 27000:2022, clause 3.25; What is Phishing? | How to Identify & Avoid Phishing Scams.
質問 # 103
Which two of the following statements are true?
- A. The benefits of implementing an ISMS primarily result from a reduction in information security risks.
- B. The purpose of an ISMS is to apply a risk management process for preserving information security.
- C. The benefit of certifying an ISMS is to increase the number of customers.
- D. The purpose of an ISMS is to demonstrate awareness of information security issues by management.
- E. The purpose of an ISMS is to demonstrate compliance with regulatory requirements.
- F. The benefit of certifying an ISMS is to show the accreditation certificate on the website.
正解：A、B
解説：
Explanation
The benefits of implementing an ISMS primarily result from a reduction in information security risks. E. The purpose of an ISMS is to apply a risk management process for preserving information security.
Comprehensive and Detailed Explanation: According to the ISO 27001 standard, the benefits of implementing an ISMS include the following1:
* Assuring customers and other stakeholders of the confidentiality, integrity and availability of information
* Enhancing the ability to respond to information security incidents and minimize their impacts
* Improving the governance and management of information security
* Reducing the costs and losses associated with information security breaches
* Increasing the competitiveness and reputation of the organization
* Complying with legal, regulatory and contractual obligations The purpose of an ISMS is to provide a systematic approach to managing information security risks, based on the Plan-Do-Check-Act (PDCA) cycle1. The ISMS enables the organization to establish, implement, maintain and continually improve its information security performance, in alignment with its business objectives and the needs and expectations of interested parties1. The ISMS consists of the following elements1:
* The information security policy and objectives
* The scope and boundaries of the ISMS
* The processes and procedures for information security risk assessment and treatment
* The resources and competencies for information security
* The roles and responsibilities for information security
* The performance evaluation and improvement of the ISMS
* The internal and external communication and awareness of the ISMS References:
* ISO/IEC 27001:2013, Information technology - Security techniques - Information security management systems - Requirements, clauses 1, 4, 5, 6, 7, 8, 9 and 10
* PECB Candidate Handbook ISO 27001 Lead Auditor, pages 9-11
* ISO/IEC 27001:2013 Information Security Management Standards
* 4 Key Benefits of ISO 27001 Implementation | ISMS.online
* ISO/IEC 27001:2022
* An Introduction to the ISO 27001 ISMS | Secureframe
質問 # 104
Which two of the following phrases are 'objectives' in relation to a first-party audit?
- A. Complete the audit on time
- B. Prepare the audit report for the certification body
- C. Update the management policy
- D. Apply Regulatory requirements
- E. Apply international standards
- F. Confirm the scope of the management system is accurate
正解：C、F
解説：
Explanation
A first-party audit is an internal audit conducted by the organization itself or by an external party on its behalf. The objectives of a first-party audit are to: 12
* Confirm the scope of the management system is accurate, i.e., it covers all the processes, activities, locations, and functions that are relevant to the information security objectives and requirements of the organization.
* Update the management policy, i.e., review and revise the policy statement, roles and responsibilities, and objectives and targets of the information security management system (ISMS) based on the audit findings and feedback.
The other phrases are not objectives of a first-party audit, but rather:
* Apply international standards: This is a requirement for the ISMS, not an objective of the audit. The ISMS must conform to the ISO/IEC 27001 standard and any other applicable standards or regulations12
* Prepare the audit report for the certification body: This is an activity of a third-party audit, not a first-party audit. A third-party audit is an external audit conducted by an independent certification body to verify the conformity and effectiveness of the ISMS and to issue a certificate of compliance12
* Complete the audit on time: This is a performance indicator, not an objective of the audit. The audit
* should be completed within the planned time frame and budget, but this is not the primary purpose of the audit12
* Apply regulatory requirements: This is also a requirement for the ISMS, not an objective of the audit. The ISMS must comply with the legal and contractual obligations of the organization regarding information security12 References:
1: ISO/IEC 27001:2022 Lead Auditor (Information Security Management Systems) Course by CQI and IRCA Certified Training 1 2: ISO/IEC 27001 Lead Auditor Training Course by PECB 2
質問 # 105
You are an experienced ISMS audit team leader. You are providing an introduction to ISO/IEC 27001:2022 to a class of Quality Management System Auditors who are seeking to retrain to enable them to carry out information security management system audits.
You ask them which of the following characteristics of information does an information security management system seek to preserve?
Which three answers should they provide?
- A. Completeness
- B. Availability
- C. Efficiency
- D. Clarity
- E. Confidentiality
- F. Accessibility
- G. Integrity
- H. Importance
正解：B、E、G
解説：
Explanation
These three characteristics are the fundamental properties of information security, as defined by the ISO/IEC
27000 standard, which provides the overview and vocabulary of information security, cybersecurity, and privacy protection12. They are also the basis for the information security objectives and controls of the ISO/IEC 27001 standard, which specifies the requirements for establishing, implementing, maintaining, and continually improving an information security management system34. The definitions of these characteristics are as follows12:
*Availability: The property of being accessible and usable upon demand by an authorized entity.
*Confidentiality: The property that information is not made available or disclosed to unauthorized individuals, entities, or processes.
*Integrity: The property of safeguarding the accuracy and completeness of information and processing methods.
The other characteristics listed in the question, such as clarity, accessibility, completeness, importance, and efficiency, are not directly related to information security, although they may be relevant for other aspects of information management, such as quality, usability, or performance.
References: = 1: ISO/IEC 27000:2022 Information technology - Security techniques - Information security, cybersecurity and privacy protection - Overview and vocabulary, clause 32: ISO/IEC 27000:2022 (en), Information security, cybersecurity and privacy protection - Overview and vocabulary13: ISO/IEC
27001:2022 Information technology - Security techniques - Information security management systems - Requirements, clause 6.24: ISO/IEC 27001:2022 (en), Information security, cybersecurity and privacy protection - Information security management systems - Requirements1
質問 # 106
Select the words that best complete the sentence:
"The purpose of maintaining regulatory compliance in a management system is to To complete the sentence with the best word(s), click on the blank section you want to complete so that it is highlighted in red, and then click on the applicable text from the options below. Alternatively, you may drag and drop the option to the appropriate blank section.
正解：
解説：
Explanation
According to ISO 27001:2013, clause 5.2, the top management of an organization must establish, implement and maintain an information security policy that is appropriate to the purpose of the organization and provides a framework for setting information security objectives. The information security policy must also include a commitment to comply with the applicable legal, regulatory and contractual requirements, as well as any other requirements that the organization subscribes to. Therefore, maintaining regulatory compliance is part of fulfilling the management system policy and ensuring its effectiveness and suitability. References:
ISO/IEC 27001:2013, Information technology - Security techniques - Information security management systems - Requirements, clause 5.2 PECB Candidate Handbook ISO 27001 Lead Auditor, page 10 ISO 27001 Policy: How to write it according to ISO 27001
質問 # 107
Which two of the following phrases would apply to "act" in relation to the Plan-Do-Check-Act cycle for a business process?
- A. Verifying training
- B. Auditing processes
- C. Achieving improvements
- D. Planning changes
- E. Measuring objectives
- F. Resetting objectives
正解：C、F
解説：
The Act phase of the PDCA cycle is where the organisation takes actions to improve its processes and performance based on the results of the Check phase. This may involve resetting objectives to make them more realistic, achievable or challenging, or implementing changes to address the root causes of problems and achieve the desired outcomes. The Act phase is also where the organisation monitors the effects of the actions taken and evaluates their effectiveness and efficiency. The Act phase is important because it enables the organisation to learn from its experience and continually improve its ISMS. References: What is 'Plan, Do, Check, Act'? A framework for continuous improvement, PDCA in ISO27001 - Free guide to learn | Dr. Erdal Ozkaya, PECB Candidate Handbook ISO 27001 Lead Auditor (page 12)
質問 # 108
Which two activities align with the "Check'' stage of the Plan-Do-Check-Act cycle when applied to the process of managing an internal audit program as described in ISO 19011?
- A. Establish a risk-based internal audit programme
- B. Review trends in internal audit result
- C. Conduct internal audits
- D. Update the internal audit programme
- E. Verify effectiveness of the internal audit programme
- F. Define audit criteria and scope for each internal audit
- G. Retains records of internal audits
正解：B、E
解説：
Explanation
The Check stage of the PDCA cycle involves monitoring and measuring the performance of the process and comparing it with the planned objectives and criteria. In the context of managing an internal audit programme, this stage includes verifying the effectiveness of the internal audit programme by evaluating whether it meets its objectives, scope, and criteria, and whether it is implemented in accordance with ISO 19011 guidelines1. It also includes reviewing the trends in internal audit results by analyzing the data collected from the audits, such as audit findings, nonconformities, corrective actions, opportunities for improvement, and customer feedback1. References: ISO 19011:2018 - Guidelines for auditing management systems
質問 # 109
Select the words that best complete the sentence:
To complete the sentence with the best word(s), click on the blank section you want to complete so that it is highlighted in red, and then click on the applicable text from the options below. Alternatively, you may drag and drop the option to the appropriate blank section.
正解：
解説：
Explanation
A third-party audit team leader is a person who leads an audit team that conducts audits on behalf of an external organization, such as a certification body, that provides certification or accreditation services to other organizations12.
One of the main responsibilities of a third-party audit team leader is to act on behalf of the certification body, which means to represent its interests, policies, and procedures during the audit process12.
Acting on behalf of the certification body involves communicating with the audit client and the auditee, planning and conducting the audit, reporting and evaluating the audit results, and making recommendations for certification or accreditation decisions12.
Acting on behalf of the certification body also requires maintaining professional integrity, impartiality, confidentiality, and competence throughout the audit process12.
References :=
ISO 19011:2022 Guidelines for auditing management systems
ISO/IEC 17021-1:2022 Conformity assessment - Requirements for bodies providing audit and certification of management systems - Part 1: Requirements
質問 # 110
What is a definition of compliance?
- A. Laws, considered collectively or the process of making or enacting laws
- B. A rule or directive made and maintained by an authority.
- C. The state or fact of according with or meeting rules or standards
- D. An official or authoritative instruction
正解：C
質問 # 111
......
PECB ISO-IEC-27001-LEAD-AUDITOR試験では、リスク評価、制御選択、監査の計画と準備、監査の実行、報告、フォローアップなど、情報セキュリティ管理と監査に関連する幅広いトピックをカバーしています。この試験では、ISO/IEC 27001の要件と、ISO/IEC 27002、ISO/IEC 27003、ISO/IEC 27004、GDPRなどのその他の関連する標準および規制についてもカバーしています。成功した候補者は、実世界のシナリオでこれらの標準と規制を適用する能力を実証し、情報のセキュリティリスクと課題に対処するための効果的なソリューションを提供することができます。
最新のISO-IEC-27001-Lead-Auditor試験問題集でPECB試験が合格できます：https://jp.fast2test.com/ISO-IEC-27001-Lead-Auditor-premium-file.html
合格できるPECB ISO-IEC-27001-Lead-AuditorのPDF問題集で最近更新された280問あります：https://drive.google.com/open?id=11LITbKfqePWSfsJWgdf-bodji_ym7hJl