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質問 # 42
Which of the following metrics are the BEST indication of a mature and effective approach to an organization's data governance program for its AI systems?
- A. Total budget allocated to AI initiatives across all departments
- B. Percentage of AI models with documented data lineage
- C. Frequency of data quality audits on the organization's data sets
- D. Number of AI projects completed within the last fiscal year
正解:B
質問 # 43
An IS auditor is testing an AI-based fraud detection system that flags suspicious transactions and finds that the system has a high false positive rate. Which of the following testing methods should be prioritized to BEST optimize the detection rate?
- A. Substantive testing
- B. Benford's Law analysis
- C. Regression testing
- D. Cross-validation testing
正解:D
質問 # 44
Which of the following controls MOST effectively helps to ensure an AI model is resilient against external threats?
- A. AI model configuration testing
- B. Monitoring of AI access logs
- C. AI data set anonymization
- D. Monitoring of AI model developers
正解:A
質問 # 45
In the context of an AI implementation, which of the following actions is MOST critical for an organization's change management program?
- A. Conducting a comprehensive risk assessment specific to AI-related changes
- B. Ensuring the organization has a dedicated AI governance committee
- C. Reviewing documentation for AI system changes, updates, and patches
- D. Verifying that all employees have completed mandatory AI ethics training
正解:A
質問 # 46
Which use case for an AI model to be used by a food delivery service would pose ethical risk to the organization?
- A. Correlating time, cost, delivery distance, and customer satisfaction metrics to issue coupons to customers receiving substandard service
- B. Comparing total food preparation and delivery time to an industry benchmark to set key performance and risk indicators for individual restaurants
- C. Using customer service metrics for service speed and food quality to predict customer retention and forecast revenue
- D. Basing driver retention and termination decisions on the number of delivered orders per total hours worked as compared to an industry benchmark
正解:D
質問 # 47
Which of the following is MOST important for an IS auditor to consider when identifying AI risk in a know your customer (KYC) application within a banking organization?
- A. Benchmarking against peer organizations
- B. Business disruption and financial impact
- C. Intellectual property leakage and invalidation
- D. Incident response plan
正解:B
質問 # 48
Which of the following AI system characteristics would BEST help an IS auditor evaluate the system's algorithm?
- A. The AI system provides multiple options for model training.
- B. The AI system provides transparent justification of decisions.
- C. The AI system algorithm uses training data to inform decision output.
- D. The AI system uses archived transaction data to provide decisions.
正解:B
質問 # 49
An IS auditor is looking to expedite reporting for an audit with complex issues. Which of the following would be the MOST effective way for the auditor to use generative AI?
- A. Developing a draft of an executive summary based on detailed findings and audit scope
- B. Revising audit conclusions with precise verbiage to describe the audit observations
- C. Revising audit background and scope information based on new information from management
- D. Developing action items discussed in closing meetings for management action plans
正解:A
質問 # 50
A retail organization uses an AI model to analyze customers' purchase history in order to offer personalized discounts. Which of the following practices represents the MOST ethical use of customer data?
- A. Providing the public with access to review and audit the data set of collected customer information
- B. Sharing customer purchase data with third-party vendors to improve advertising and communication
- C. Utilizing customer purchase data only after obtaining explicit consent and allowing customers to opt out
- D. Retaining and analyzing all available customer data to ensure unbiased recommendations
正解:C
質問 # 51
A car manufacturer uses an AI model to predict maintenance needs for its vehicles. Which of the following techniques can an IS auditor apply to MOST effectively verify the AI model's decisions to stakeholders?
- A. Using neural network visualization to show how the AI model processes data through its layers
- B. Utilizing support vector machines (SVM) to classify vehicles based on maintenance urgency
- C. Using K-means algorithms to group vehicles based on mileage or engine temperature for maintenance patterns
- D. Using local interpretable model-agnostic explanation (LIME) to analyze how specific features contribute to predictions
正解:D
質問 # 52
Which of the following is the MOST important reason to perform regular ethical reviews of AI systems?
- A. To improve the accuracy and performance of the systems
- B. To identify and mitigate potential data drift within models
- C. To ensure the systems align with the preservation of individual rights
- D. To align AI system development with organizational values and principles
正解:C
質問 # 53
Which of the following is the BEST way to support the development and design of high-risk AI systems?
- A. Ensure the availability of trustworthy data sets.
- B. Regularly back up the AI system's data to a secure, offsite location.
- C. Implement multi-factor authentication (MFA) for all users accessing the AI system.
- D. Conduct regular training sessions for users on data privacy.
正解:A
質問 # 54
When reviewing contracts or other lengthy documentation in the planning phase, which of the following tools would BEST extract relevant information?
- A. Robotic process automation (RPA)
- B. Natural language processing
- C. Autoregressive sequencing model
- D. Predictive analytics
正解:B
質問 # 55
To confirm the fairness of AI model decisions, the BEST way to collect reliable evidence during an AI audit is by:
- A. Interviewing developers.
- B. Observing the system's interactions with end users.
- C. Testing the model with a curated sample data set.
- D. Analyzing system metadata.
正解:C
質問 # 56
When auditing a research agency's use of generative AI models for analyzing scientific data, which of the following is MOST critical to evaluate in order to prevent hallucinatory results and ensure the accuracy of outputs?
- A. The effectiveness of data anonymization processes that help preserve data quality
- B. The measures in place to ensure the appropriateness and relevance of input data for generative AI models
- C. The frequency of data audits verifying the integrity and accuracy of inputs
- D. The algorithms for generative AI models designed to detect and correct data bias before processing
正解:B
質問 # 57
An organization is evaluating change management practices for AI-based decision support models. Which of the following BEST demonstrates effective AI-focused change management?
- A. Engaging an independent expert to review the model's accuracy and precision on a quarterly basis
- B. Documenting model updates and retraining sessions to ensure traceability
- C. Assigning a single data science team member to adjust the model in order to establish accountability
- D. Deploying two separate copies of the model after each adjustment to compare results
正解:B
質問 # 58
An IS auditor is performing an inventory audit for a manufacturing organization. Which of the following would BEST enable the auditor to identify types of products without assistance from organizational staff?
- A. Robotic process automation (RPA)
- B. Computer vision
- C. Speech modeling
- D. Natural language processing
正解:B
質問 # 59
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