[2024年11月18日] 最新CFE-Law試験問題集には高得点で一発合格 [Q37-Q55]

[2024年11月18日] 最新CFE-Law試験問題集には高得点で一発合格

無料提供中CFE-Lawブレーン問題集とCFE-Lawリアル試験問題

質問 # 37
Which of the following is one of the three basic options by which organizations can legitimize cross-border transfers of personal information?

A. Use a third-party transferring service
B. Obtain a warrant granting permission to transfer the data
C. Establish a contract between the entities exchanging the information
D. Obtain approval from a Certified Information Privacy Professional (C PP)

正解：C

質問 # 38
Which of the following is generally NOT one of the goals of deferred prosecution agreements?

A. To allow prosecutors to resolve a case while still punishing malfeasance
B. To postpone prosecution until a company conducts an extensive internal investigation
C. To reduce the risk of illegal practices at an organization
D. To get an organization to reform its policies

正解：B

質問 # 39
Which of the following is NOT a legal element that must be shown to prove a claim for fraudulent misrepresentation of material facts?

A. The victim relied on the misrepresentation
B. The defendant made a false statement (i, e., a misrepresentation of fact)
C. The defendant acted negligently
D. The victim suffered damages as a result of the misrepresentation

正解：C

質問 # 40
Which of the following describes the purpose of an expert witness testimony at trial?

A. To offer an opinion as to a party's guilt or innocence
B. To give an opinion when the fact finder needs specialized knowledge
C. None of the above
D. To give a firsthand account of the fads of the case on the record

正解：B

質問 # 41
Which of the following is NOT a requirement of the European Union's (EU) General Data Protection Regulation (GDPR)?

A. An organization must have a documented lawful basis for collecting or processing personal data.
B. An organization must confirm or deny that it possesses a data subject's personal data upon that individual's request
C. An organization generally must notify all affected data subjects without undue delay when a high-risk data breach occurs
D. An organization must delete a data subject's personal data automatically when the data are no longer m use.

正解：A

質問 # 42
Which of the following statements concerning alternative remittance systems is INCORRECT?

A. The ledgers used typically contain information regarding payers and payees, such as names and account numbers.
B. Funds are sent and received without the use of traditional financial institutions.
C. The systems are not necessarily illegal.
D. The systems are characterized by a lack of physical or digital transfer of currency between payers and payees.

正解：C

質問 # 43
The same customer comes into a casino each day and deposits a large amount of cash into an account but after very little gambling the customer withdraws the funds The casino employees suspect that the customer may be engaged in money laundering activity Assuming that the anti-money laundering (AML) regulations that govern the casino's activities correspond to the Financial Action Task Force (FATF) Recommendations the casino:

A. Is required to file a report of suspicious transactions with appropriate authorities because the employees suspect money laundering violations
B. May, but is not required to file a report of suspicious transactions related to possible money laundering with appropriate authorities
C. May not file a report of suspicious transactions related to potential criminal activity with appropriate authorities
D. Is required to file a cash transaction report for possible criminal activity with appropriate authorities because cash was involved

正解：A

質問 # 44
Which of the following is the MOST ACCURATE statement about rules prohibiting securities broker-dealers from making unsuitable recommendations on investments or investment strategies?

A. A suitability violation occurs when a broker does not carry out a trade requested by or promised to a customer
B. A suitability violation occurs when a broker recommends an investment or investment strategy that is inconsistent with the client's objectives
C. A suitability violation occurs when a broker enters into transactions and manages a client's account for the purpose of generating excessive commissions
D. A suitability violation occurs when a broker trades in a client's account without obtaining prior approval for making the transaction(s).

正解：C

質問 # 45
Countries A and B both follow the Financial Action Task Force (FATF) Recommendations concerning cross-border transfers of currency Trevor is traveling from Country A to Country B while carrying $16,000 in cash which exceeds Country B's reporting threshold Trevor is required to disclose the amount of currency he is carrying to authorities in Country B.

A. False
B. True

正解：B

質問 # 46
Which of the following is NOT an element that must be proven to establish a penury offense?

A. The defendant made a false statement white under oath.
B. The defendant made a false statement that was material
C. The defendant made the statement with knowledge of its falsity
D. The defendant made a false statement in a court of law.

正解：D

質問 # 47
Which of the following statements concerning examinations of expert witnesses in most inquisitorial jurisdictions is accurate?

A. The expert has the discretion to determine the scope of the examinations
B. The parties determine the extent of consideration to be given to the expert's testimony
C. The judge is not allowed to question the expert's credibility under any circumstance
D. The parties are often allowed to question the expert's methods and analysis

正解：D

質問 # 48
In most civil law systems, which of the following parties typically serves as the fact finder in criminal proceedings?

A. A panel comprised of laypersons
B. judge
C. A panel of court-appointed attorneys
D. A jury

正解：B

質問 # 49
The MAIN PURPOSE for maintaining the chain of custody on an item of evidence is to

A. Verify that the item of evidence has only been handled by court officials prior to its production m court.
B. event opposing parties from accessing evidence without a court order
C. Eliminate re need to authenticate the item of evidence in court
D. Establish that the evidence has not been altered or changed from the time it was collected through its production in court

正解：D

質問 # 50
Which of the following statements concerning the appointment of expert witnesses at that is accurate?

A. Generally, only the parties may select experts to introduce testimony in adversarial jurisdictions
B. Generally the court selects the primary expert witnesses in adversarial jurisdictions.
C. Generally, only the parties may select expert witnesses in inquisitional jurisdictions.
D. Generally, the court appoints the primary expert witnesses in inquisitorial jurisdictions.

正解：C

質問 # 51
Which of the following would be direct evidence that the criminal defendant a former cashier for a home improvement store committed a cash larceny scheme that resulted n the theft of more than $5 000 from the store?

A. A coworker testifies that the defendant was acting nervously the day the money was taken
B. A witness testifies that they saw the defendant take the money
C. A witness testifies that the defendant was almost always the last cashier to leave the store
D. A diagram is used to display the location of the store's registers

正解：B

質問 # 52
To determine if a misrepresentation in the offer or sale of any securities is material a fraud examiner should answer which of the following questions?

A. "Would a reasonable investor wish to know the information to make an informed decision?"
B. "Was the misrepresentation made by an authorized individual?"
C. ''Did the person who made the representation intend to mislead potential investors?
D. "Did the person who made the representation believe that it was suitable for potential investors?"

正解：A

質問 # 53
Which of the following statements concerning civil trials in common law jurisdictions is MOST ACCURATE?

A. Neither side may appeal an adverse judgment in a civil case
B. Jury verdicts m civil trials must always be unanimous
C. in most civil cases, the standard of proof is the preponderance of the evidence
D. Civil jury trials must have the same number of jurors as in criminal jury trials.

正解：B

質問 # 54
The Financial Action Task Force (FATF) Recommendations slate that a financial institution s customer due diligence (COD) procedures should include continued monitoring of a customer's business relationships and transactions.